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Sarbanes-Oxley IT Assistance
Whether you are an accelerated filer or a first-year filer, Sarbanes-Oxley (SOX) requirements have created extra work for you and your IT department. However, there are powerful benefits to be gained if you implement a proper compliance program. These benefits include improved financial reporting accuracy, better IT access controls, more automated controls, and a strengthened IT control environment. Through our expertise, we can help you realize these benefits and more.
Our Services For Accelerated Filers
Our experience is that even for public companies in year four of SOX compliance, we can significantly reduce a company’s overall SOX IT compliance costs. Read more
Our Services For Small Cap and First Year Filers
Many companies in year one of SOX compliance make the costly mistake of documenting and testing unnecessary IT controls. One of our first tasks in providing SOX IT assistance is to minimize the company’s compliance efforts and costs by determining the appropriate scope for the project. Read more
Complimentary Sarbanes-Oxley (SOX) IT Technical Guidance
Securities offered through 1st Global Capital Corp., Member FINRA/SIPC. Investment Advisory Services including fee based asset management accounts held through NFS, LLC are offered through 1st Global Advisors, Inc. All other financial planning services are offered through SC&H Financial Advisors. SC&H Financial Advisors is not affiliated with 1st Global Capital Corp.
We have individuals licensed in the states of AZ, CA, CT, DC, DE, FL, GA, HI, MD, MN, NE, NM, NV, NH, NJ, NY, NC, OH, PA, SC, TX, and VA.
Maryland license number 496.
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